What to do After Your Next SEC Exam

By ByAllAccounts, Podcast Series on Monday, July 21st, 2014

In the following podcast you’ll learn what to do after your next SEC exam.
 
Click the play button below to hear compliance tips and best practices from presenter Krista Zipfel, CFA, President and CEO of Advisor Solutions Group. 
 



You may also be interested in:
 
Preparing for Your Next SEC Exam (Whitepaper)
 
Surviving an SEC Audit: Tales from a Very Recent Experience (Webinar Replay) 
 
Podcast: Have an Upcoming SEC Exam? Preparation Starts Now
 

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