Broker/Dealer

Helping Broker/Dealers provide financial advisors with the holistic client account data needed to make smarter decisions

We recognize that you are continually looking to offer financial advisors the best programs, services, training and technologies to make them successful.  Broker/dealers turn to us for the “held-away” data aggregation capabilities that are at the very foundation of the tools they offer.  We improve the efficiency of your operation by ensuring all the client account data your advisors need is consolidated in the important systems they use, every day.

How it Works.
By partnering with leading systems we have integrated our account aggregation offering within a familiar workflow that you already know, trust and use every day.  Each night our patented aggregation engine electronically gathers “held-away” account data for importing into your front office (CRM, portfolio management) and back-office (compliance surveillance) systems. 

How It is Used.
By financial advisors affiliated with a broker/dealer

• To spend more time with clients and less time on data related tasks
• To help you grow your business by allowing you to report on held-away assets, enabling you to paint the “big picture” for your clients
• To help you create a competitive, independent practice with efficient state-of-the-art data aggregation technology
• To build stronger relationships with clients with added transparency and timeliness

By dual registered RIAs and B/D reps

• To reduce costs associated with manual entry of data, allowing you and your team to spend more time with clients and higher-efficiency items
• To help you grow your business by allowing you to report on held-away assets, enabling you to paint the “big picture” for your clients
• To make more effective asset allocation / financial recommendations based on a holistic view of a client’s financial holdings
• To provide a secure, consolidated client record, easing compliance and mitigating risk