Registered Investment Advisor

Helping Registered Investment Advisors save time and costs, mitigate risk and grow revenues

If you provide advice on held-away assets, you know that manually gathering account data from your clients’ statements is time consuming and costly. It won’t scale as your practice grows and you have more held-away accounts to monitor.  Thousands of advisors rely on us to save administrative time and costs, mitigate risk associated with having incomplete information and grow revenues through client referrals and new business development. 

How it Works.
Our product electronically gathers your client’s account data (transactions, positions, balances) on a nightly basis and feeds it directly into your portfolio management system (or CRM) eliminating manual entry so you can spend less time in the back office and more time servicing clients. 

How It is Used.
By Advisor / client services / planner

  • To communicate more proactively with clients when a market fluctuation or life event occurs that requires a decision
  • To make more effective asset allocation / financial recommendations based on a holistic view of a client’s financial holdings
  • To build stronger relationships with clients with added transparency and timeliness

By Operations / compliance manager

  • To mitigate human error that is often the result of manual data collection and entry processes
  • To seamlessly translate reconciliation-ready data from us into reconciled data that is ready for performance reporting
  • To provide a secure, consolidated client record, easing compliance and mitigating risk  

By Managing partner / managing member / managing director /principal

  • To reduce costs associated with manual entry of data, allowing your team to spend more time with clients and higher-efficiency items
  • To help you grow your business by allowing you to provide advice on held-away assets, enabling you to paint the “big picture” for your clients
  • To differentiate from other advisors by positioning your firm as a true wealth advisor